Brokers: problems with FINRA inquiry after leaving Fidelity Investments?
If you were a Fidelity Investments broker who was forced to resign due to the Acclaris/ WageWorks Computer Equipment Purchase Assistance Program or Fitness Reimbursement Program which resulted in a Form U5 disclosure – contact us today. You will receive or have already received an inquiry letter from FINRA regarding your participation in these Programs. …
Brokers: problems with FINRA inquiry after leaving Fidelity Investments? Read More »