Thomas Law Group specializes exclusively in arbitration and litigation of securities and commodities disputes primarily on behalf of investors. We also represent brokers who have employment disputes with their firms. Our firm provides a team of attorneys, experts and consultants with vast experience in the securities and commodities industries. Since 1991 we have represented over 1,500 clients nationwide to recover their investment losses. We have represented clients in securities arbitration at FINRA (formerly NASD), NYSE, the American Arbitration Association and JAMS (Judicial Arbitration and Mediation Services).
Our firm also handles enforcement and disciplinary hearings at the U.S. Securities and Exchange Commission (SEC) and U.S. Commodity Futures Trading Commission (CFTC) as well as arbitrations at the National Futures Association (NFA). Collectively, our clients have recovered tens of millions of dollars through our assistance and representation in settlement negotiations, mediations, arbitrations and litigations.
Our representation of customers relates to abuses such as unsuitable recommendations, excessive trading (commonly referred to as churning), misrepresentation, unauthorized trading, negligence, breach of fiduciary duty and failure to supervise. The broker cases we handle primarily deal with discrimination, sexual harassment, defamation, beach of contract and other disputes with the broker's firm.