We represent Investors nationwide and have recovered over $100 million for our Clients
Thomas Laws Group helps customers who have been victimized by stockbroker misconduct. We also represent brokers who have employment disputes with their firms. Our firm provides a team of attorneys, experts and consultants with vast experience in the securities and commodities industries. Since 1991 we have represented over 1,500 clients nationwide to recover their investment losses.
We also have represented hundreds of brokers at their FINRA employment disputes. Our experience and expertise are able to significantly reduce or completely void repayment of bonuses and promissory notes and in some cases, on top of voiding the entire note, our clients were awarded compensatory damages. Thomas Law Group's representation of brokers relates to many aspects of labor law violations including: discrimination, sexual harassment, hostile work environment, defamation, U‑5 problems, wrongful termination, and more.
Thomas Law Group has represented individual investors and brokers in securities arbitrations at Financial Industry Regulatory Authority (FINRA), American Arbitration Association (AAA), the National Futures Association (NFA), the Commodity Futures Trading Commission (CFTC) and in Superior and Federal courts.
Our Clients with losses from broker misconduct do not incur attorneys' fees until the conclusion of their investment recovery case.
Thomas Law Group Investment Fraud Lawyers handle enforcement and disciplinary hearings at FINRA, the SEC,
NFA and CFTC.
Our firm’s practice focuses primarily on the representation of brokerage customers. Our representation of customers relates to violations such investment suitability recommendations, excessive trading also known as churning, misrepresentation, unauthorized trading, negligence, breach of fiduciary duty and failure to supervise.
Collectively, our Clients have recovered over $100 million dollars through our assistance and representation in settlement negotiations, mediations, arbitrations and litigation.