Thomas Laws Group helps customers who have been victimized by stockbroker misconduct. Our firm provides a team of attorneys, experts and consultants with vast experience in the securities and commodities industries. Since 1991 we have represented over 2000 clients nationwide to recover their investment losses.
We also represent brokers at FINRA in employment disputes, promissory notes, disciplinary actions, discrimination, defamation, U‑5 issues, wrongful termination, and more.
Thomas Law Group has represented individual investors and brokers in securities arbitrations at Financial Industry Regulatory Authority (FINRA), American Arbitration Association (AAA), the National Futures Association (NFA), the Commodity Futures Trading Commission (CFTC) and in Superior and Federal courts.
Thomas Law Group Investment Fraud Lawyers handles enforcement and disciplinary hearings at FINRA and the SEC.
Our firm’s focuses primarily on the representation of brokerage customers. Our representation of customers relates to violations including investment suitability recommendations, excessive trading also known as churning, misrepresentation, unauthorized trading, negligence, breach of fiduciary duty and failure to supervise.
Collectively, our Clients have recovered over $100 million through our representation in settlement negotiations, mediations, arbitrations and litigation.